Kepa members have two options for accessing assistance through Kepa during the new regime.
- Option one is to become an authorised body Financial Advice Provider "FAP" under Kepa’s licence and receive the full list of oversight and assistance as listed below.
- Option two is to obtain your own licence and access Kepa’s "Adviser Resource Centre" which will offer a range of services such as those listed below.
|KEPA FAP||ADVISER RESOURCE CENTRE|
|Comprehensive Compliance Framework||Advice Audits|
|Centralised Complaints Handling||Compliance Checks|
|Professional Financial Management||Training (NZCFS Level 5)|
|Access to Group Wide PI||CPD|
|HR Services||Skills Training|
|Advice Audits||Lead Adviser Programme|
|Compliance Checks||Templates & Tools|
|Training (NZCFS Level 5)||Sales & Marketing|
|Skills Training||HR Services|
|Lead Adviser Programme||Conferences|
|Templates & Tools|
|Sales & Marketing|
|Engages Legal & Compliance Specialists|
|Economies of Scale|
|Established & Trusted Brand|